About NAIFA:
NAIFA comprises more than 600 state and local associations representing the interests of 200,000 members and their associates nationwide.
The Association's mission is to advocate for a positive legislative and regulatory environment, enchance business and professional skills, and promote the ethical conduct of its members.
NAIFA is a national federation and was founded in 1890, NAIFA is the largest professional association dedicated to the protection and advancement of insurance and financial advisors nationwide.
For more information go to www.naifa.org
DOL Fiduciary Retirement Accounts
NAIFA - Code of Ethics
PREAMBLE: Helping my clients protect their assets and establish financial security, independence and economic freedom for themselves and those they care about is a noble endeavor and deserves my promise to support high standards of integrity, trust and professionalism throughout my career as an insurance and financial professional. With these principles as a foundation, I freely accept the following obligations:
- To help maintain my clients’ confidences and protect their right to privacy.
- To work diligently to satisfy the needs of my clients.
- To present, accurately and honestly, all facts essential to my clients’ financial decisions.
- To render timely and proper service to my clients and ultimately their beneficiaries.
- To continually enhance professionalism by developing my skills and increasing my knowledge through education.
- To obey the letter and spirit of all laws and regulations which govern my profession.
- To conduct all business dealings in a manner which would reflect favorably on NAIFA and my profession.
- To cooperate with others whose services best promote the interests of my clients.
- To protect the financial interests of my clients, their financial products and my profession, through political advocacy.
NAIFA "It Pays to Be A Member"
